Senior Compliance Manager
Description Have you operated at a senior level within an FCA-regulated wealth management, adviser network or financial planning business, with responsibility for regulatory oversight and senior stakeholder engagement? Can you combine strong regulatory judgement with a pragmatic, commercial approach that supports business growth while delivering positive client outcomes?Benchmark is seeking an experienced and commercially minded Senior Compliance Manager to lead our compliance, supervision and regulatory oversight functions. Reporting to the Chief Risk Officer and holding SMF16 responsibility, you will play a key role in maintaining a strong compliance culture across our wealth management businesses and adviser networks. This is a senior leadership position that combines strategic regulatory oversight, stakeholder engagement and people leadership. You will work closely with executive leadership, regulatory bodies and business stakeholders to support sustainable growth, manage regulatory risk and deliver good customer outcomes. This is an opportunity to influence the direction of one of the UK''s leading financial planning businesses while leading specialist compliance and supervisory teams through a period of continued growth and acquisition activity.What you''ll do Act as the SMF16 Compliance Oversight function holder across Oculus Wealth Management, Best Practice IFA Group and Evolution Wealth Network. Maintain and continually enhance the compliance framework across the ..... full job details .....
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