Senior Compliance Advisory Contractor

Our client, a leader in the wealth management space, is looking to onboard a Senior Compliance Advisory professional on a short-term contract. This role will provide independent advice and oversight on FCA conduct regulations while partnering with senior stakeholders to shape compliance strategy during a critical phase of regulatory focus.

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ResponsibilitiesProvide thought leadership on complex and strategic regulatory matters.Partner with senior leaders, including Chief Compliance Officers and Group Risk Officers, to establish “in-house views” on contentious compliance issues.Deliver expert advice on regulatory priorities, including Consumer Duty, COBS, CASS, and Fund Management.Lead the development and oversight of group compliance and regulatory policies.Support governance and risk management processes across the organisation.Offer independent compliance oversight while enabling delivery of business objectives.Potentially mentor or line manage junior compliance professionals.

Ideal CandidateExtensive Wealth management, Asset Management, or Life and Pensions Insurance compliance experience.Strong knowledge of the UK regulatory regime, with deep expertise in Consumer Duty and PROD.Specialist experience in at least one of the following areas:Advising/distributing investment and insurance products (COBS, ICOBS, MCOBS).Oversight of Appointed Representatives (SUP, COBS, MCOBS).Manufacturing of insurance-based investment products, non-workplace pensions, execution-only services.Familiarity with CASS rules (preferred).Strong stakeholder management and influencing skills at senior level.Pragmatic and solutions-driven approach, balancing regulatory requirements with business objectives.Ability to provide credible thought leadership and shape compliance strategy.

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London ..... full job details .....