img
Permanent

US Regulation Compliance Advisory

London
money-bag Negotiable
Posted Yesterday

A leading global financial institution is seeking a Vice President for its Compliance Advisory function, focusing on US regulatory compliance within the EMEA region.Do you have the skills to fill this role Read the complete details below, and make your application today. Responsibilities:Develop and enhance the US regulatory compliance framework and workflow for the EMEA region.Oversee day-to-day management of US regulatory tasks, ensuring timely and accurate reporting to relevant authorities.Advise and support business lines on US regulatory matters, including risk identification, escalation, and mitigation.Collaborate with US and APAC compliance teams to ensure consistent global regulatory standards.Deliver training to front office staff on US regulatory and conduct requirements.Prepare and present annual compliance reports for CFTC/NFA and SEC obligations.Requirements:Strong knowledge of US regulatory compliance, particularly CFTC, NFA, and SEC requirements.Expertise in market compliance for investment banking products, including loans, bonds, structured finance, sales, and trading.In-depth understanding of MAR, MiFID II, and risk and control ..... full job details .....

Other jobs of interest...

Investigo
London1 week ago
money-bagNegotiable
MUFG Americas
London1 week ago
money-bagNegotiable

Perform a fresh search...

  • Create your ideal job search criteria by
    completing our quick and simple form and
    receive daily job alerts tailored to you!

Jobs. Straight to your inbox!