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Permanent

Risk and Compliance Officer

Wallsend
money-bag 40000.00-40000.00 Annual
Posted Yesterday

ob Title: Risk and Compliance OfficerLocation: North EastSalary: Competitive, dependent on experienceJob Type: Full-time, PermanentAbout the Firm:We are a well-established and forward-thinking law firm with a strong reputation for delivering high-quality legal services. Due to continued growth, we are seeking an experienced Risk and Compliance Officer to join our team and play a key role in maintaining and enhancing our regulatory and compliance framework.The Role:As a Risk and Compliance Officer, you will support the firm in ensuring adherence to all relevant legal, regulatory, and professional standards. You will work closely with senior management to identify, assess, and mitigate risks while promoting a strong culture of compliance throughout the business.Key Responsibilities: Monitoring and ensuring compliance with SRA regulations and other applicable legal frameworksAssisting with the development, implementation, and review of internal compliance policies and proceduresManaging and maintaining the firm''s risk registerConducting file reviews and internal auditsSupporting AML, KYC, and conflict checking processesInvestigating and reporting breaches, incidents, and complaintsDelivering compliance training to staff across the firmActing as a point of contact for compliance-related queries Requirements: Proven experience in a Risk and Compliance role within a law firm (essential)Strong knowledge of SRA Standards and RegulationsExperience handling AML, GDPR, and regulatory ..... full job details .....

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