Risk and Compliance Officer

ob Title: Risk & Compliance Officer

Location: North East

Salary: Competitive, dependent on experience

Job Type: Full-time, Permanent

About the Firm:

We are a well-established and forward-thinking law firm with a strong reputation for delivering high-quality legal services. Due to continued growth, we are seeking an experienced Risk & Compliance Officer to join our team and play a key role in maintaining and enhancing our regulatory and compliance framework.

The Role:

As a Risk & Compliance Officer, you will support the firm in ensuring adherence to all relevant legal, regulatory, and professional standards. You will work closely with senior management to identify, assess, and mitigate risks while promoting a strong culture of compliance throughout the business.

Key Responsibilities:

• Monitoring and ensuring compliance with SRA regulations and other applicable legal frameworks
• Assisting with the development, implementation, and review of internal compliance policies and procedures
• Managing and maintaining the firm''s risk register
• Conducting file reviews and internal audits
• Supporting AML, KYC, and conflict checking processes
• Investigating and reporting breaches, incidents, and complaints
• Delivering compliance training to staff across the firm
• Acting as a point of contact for compliance-related queries

Requirements:

• Proven experience in a Risk & Compliance role within a law firm (essential)
• Strong knowledge of SRA Standards and Regulations
• Experience handling AML, GDPR, and regulatory compliance matters
• Excellent attention to detail and analytical skills
• Strong communication and interpersonal abilities
• Ability to work independently and manage multiple priorities

Desirable:

• Previous experience supporting COLP/COFA functions
• Relevant compliance or legal qualifications

What We Offer:

• Competitive salary and benefits package
• Opportunities for professional development and career progression
• A supportive and collaborative working environment
• Flexible working options (where applicable)

How to Apply:

If you are an experienced Risk & Compliance professional looking to take the next step in your career within a reputable law firm, we would love to hear from you. Please submit your CV for consideration.