Compliance Manager

Head of Compliance and Lead TandC Supervisor Birmingham Hybrid (3 Days Office / 2 Days Home)£65,000 - £70,000 + BenefitsAre you an experienced compliance professional with strong SMCR, Training and Competence and Wealth Management experience?We are recruiting on behalf of a growing financial planning firm seeking a Head of Compliance and Lead TandC Supervisor to take ownership of the firm''s compliance framework and Training and Competence programme.This is a senior leadership position working directly with the executive team and supporting the firm''s SMF16 and SMF17 functions, ensuring the business continues to meet its regulatory obligations whilst maintaining the highest standards of client outcomes, governance and adviser competence. The Role This position combines responsibility for the firm''s compliance oversight framework with leadership of its Training and Competence scheme.You will act as the central compliance figure within the business, providing regulatory guidance, overseeing compliance monitoring activity, managing regulatory risk and ensuring advisers remain competent, supervised and compliant under FCA requirements. Key Responsibilities Compliance Oversight Lead and oversee the firm''s compliance functionSupport the firm''s SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting) responsibilitiesMaintain and enhance the firm''s compliance monitoring frameworkEnsure ongoing compliance with FCA regulations, Consumer Duty and SMCR requirementsManage ..... full job details .....