Compliance Manager

MERJE is partnering with a growing Independent Financial Advice firm that is looking to appoint a Compliance Manager to support the business through its next phase of growth.This is an excellent opportunity for an experienced IFA Compliance professional who enjoys working closely with advisers and senior management, whilst playing a key role in maintaining regulatory standards and supporting business development initiatives.The successful candidate will join a well-established advice business with ambitious growth plans and a strong client-centric culture.Key ResponsibilitiesMonitor and ensure adherence to FCA regulations and internal policies.Conduct compliance monitoring reviews, audits, file checks, and risk assessments.Manage and support the Training and Competence framework, including FIT assessments.Handle complaints, investigations, and regulatory reporting requirements.Develop, review, and maintain compliance policies and procedures.Provide guidance and support to advisers and management on regulatory matters.Liaise with regulators, auditors, and external stakeholders where required.Support operational change projects and business growth initiatives from a compliance perspective.Conduct due diligence on providers, platforms, and third-party relationships.Monitor mandatory training and adviser competence requirements.About YouA minimum of 2 years'' experience within an IFA Compliance role.Level 4 Diploma (CII or LIBF) or be close to completion.Strong working knowledge ..... full job details .....