Compliance Associate

Associate, Compliance Monitoring and Testing The Compliance Monitoring and Testing ( CMT ) Group is an independent oversight function that is responsible for the planning and execution of testing and monitoring activities to assess whether the processes and controls supporting the compliance framework are designed and operating effectively. The CMT Group collaborates with other members of the Enterprise Risk Management, Compliance, Legal, Internal Audit, and business functions in the execution of its mandate.The CMT Senior Associate will be responsible for supporting the CMT management team in the execution of the CMT Program. What you''ll be doing (ie job duties): Perform risk-based CMT reviews that cover regulatory obligations for AML/CFT and Sanctions and/or non-AML/CFT and Sanctions (eg, consumer protections, fair and safe trading, systems and controls) compliance.Follow established Policies and Procedures throughout the CMT life cycle of planning, execution, reporting, and findings remediation, and provide escalation as needed.Provide information for reports on the results of CMT reviews and work with stakeholders on root cause analysis and remediation plans.Maintain and update (as needed) findings and remediation-related information and documentation in a central repository (Archer).Track and validate the implementation of remediation plans submitted by finding owners to verify that findings identified during testing and monitoring are remediated.Participate in ..... full job details .....