VERY SKILLED FINANCIAL RISK MANAGEMENT CANDIDATE IN COMPLIANCE OFFICE SUPPORTING THE HEAD OF CO[...]

Overview

GREAT FINANCIAL SERVICES COMPANY RECRUITING AS OUTLINED, BELOW, RISK MANAGEMENT FINANCIAL SERVICES CANDIDATE LINKED TO THE COMPLIANCE AREA.WHEN YOU APPLY FOR THE ROLE, YOU MUST HAVE THE FULL SKILLS HAVING BEEN LINKED TO THIS FOR A SKILLED TIMING.MAIN PURPOSE OF THE ROLE -:TO BE RECRUITED YOU MUST BE A VERY SKILLED RISK MANAGER HAVING BEEN LINKED IN COMPLIANCE DEPARTMENT IN THE FINANCIAL SERVICES COMPANY and DOING RISK MANAGEMENT REPORTING TO HEAD OF COMPLIANCE.MAIN PURPOSE OF ROLETo embed and maintain an effective enterprise-wide risk management framework that ensures the GREAT FINANCIAL FIRM operates within its approved risk appetite, meets all relevant FCA regulatory obligations, and protects clients, assets, and the integrity of the financial system.

Responsibilities

Lead risk oversight process, support the ICARA process, and provide independent challenge to senior management and to the Great Company.

Skills and Knowledge

Essential:

Proven risk management experience in a financial services environment (wealth management or investment management).

Risk-related professional qualification (IRM, FRM, CISI Risk in Financial Services, PRM, ICA Diploma).

Knowledge of FCA requirements, including MiFID PRU, SYSC, and conduct risk obligations.

Strong grasp of capital adequacy, liquidity risk, and ICARA methodology; good communication skills at all levels.

Ability to manage own workload and work in a small team.

Knowledge of business processes, standards, policies and procedures.

Excellent organisational skills.

Knowledge of Microsoft Word, Excel, Outlook and Intelligent Office.

Governance Responsibilities

Operate in line with FCA Handbook obligations, particularly SYSC, COBS, MiFIDPRU, and CASS (if applicable).

Deliver duties in compliance with Senior Manager and Risk Management Committee (RMC).

Ensure risk framework supports the Wind-Down Plan, business continuity arrangements, and recovery/resolution triggers.

Needed

Familiarity with CASS rules and operational resilience regulations.

Educated to degree level with a relevant industry qualification.

Applicants with substantial experience in risk management.

Recruitment NoteThe Risk Manager recruited, will lead the risk oversight process, support the ICARA process, and provide independent challenge to senior management and to the Great Financial Services Company.

ESSENTIAL SKILLS and KNOWLEDGE:

Proven risk management experience within a financial services environment, wealth management or investment management.

Risk-related professional qualification (IRM, FRM, CISI Risk in Financial Services, PRM, ICA Diploma).

In-depth knowledge of FCA requirements, including MiFIDPRU, SYSC, and conduct risk obligations.

Strong grasp of capital adequacy, liquidity risk, and ICARA methodology.

Excellent analytical, report-writing, and communication skills at all levels.

Ability to manage own workload and work within a small team.

Knowledge of business processes, standards, policies and procedures.

Knowledge of Microsoft Word, Excel, Outlook and ideally Intelligent Office.

Required

Familiarity with CASS rules and operational resilience regulations.

Willingness to undertake study.

Educated to degree level with a relevant industry qualification.

Applicants with substantial hands-on experience in risk management.

Apply as outlined if a skilled risk management candidate in financial supporting compliance department and reporting to head of compliance in the ..... full job details .....