Training and Competence (TandC) Manager - Wealth Management, London/Remote

Training and Competence (TandC) Manager - Wealth Management Location: London / Remote Reports To: Head of Compliance Department: Compliance and Risk / Operations Contract Type: Full-time, Permanent Salary: Up to £75,000 per annum, dependent on experience and qualifications Job Purpose The Training and Competence (TandC) Manager will be responsible for designing, delivering and maintaining the firm''s TandC framework. The role will ensure that all regulated individuals, including Financial Advisers, Investment Managers and Appointed Representatives, achieve and maintain Competent Adviser Status (CAS). Working closely with Compliance, Risk and senior management, the TandC Manager will bridge the gap between regulatory compliance and professional development, helping to ensure the firm consistently delivers good client outcomes in line with the FCA''s Consumer Duty and the Senior Managers and Certification Regime (SMandCR). Key Responsibilities Framework Management and Supervision Manage, maintain and regularly review the firm''s TandC scheme to ensure it remains aligned with FCA regulatory requirements and business strategy. Oversee a dedicated panel of advisers, monitoring their progression towards and maintenance of Competent Adviser Status (CAS). Conduct formal assessments and sign-offs for new-to-role advisers, ensuring they demonstrate the required competence before advising clients independently. Maintain appropriate records of supervision, competence assessments and ..... full job details .....