Trading Controls Audit and Regulatory Closure Specialist
We are a Global Recruitment specialist that provides support to the clients across EMEA, APAC, US and Canada. We have an excellent job opportunity for you. Role Title: Trading Controls Audit andamp; Regulatory Closure Specialist Location: London- 2-3 days onsite Duration: 31/12/2026 Pay Rate: £514 per day all inc. (PAYE through Umbrella) Role Description: Support Client''s Trading Controls remediation programme by leading or supporting audit validation, regulatory closure documentation, evidence collation, and formal attestation readiness across CIB, GCT and BCB. The role is designed for a hands-on controls practitioner with strong experience in audit/2LoD validation, closure packs, and trading controls remediation within global investment banks. Key Responsibilities: - Prepare and quality-check audit and regulatory closure packs, including evidence bundles, issue closure narratives, and remediation status updates. - Support audit walkthroughs, 2LoD validation activities, and challenge responses for control design and operating effectiveness. - Work with Client stakeholders to document control gaps, remediation actions, and closure evidence aligned to programme milestones. - Contribute to attestation readiness, ensuring the control environment is documented to a standard suitable for internal assurance and regulatory review. - Provide peer-bank best practice from prior experience in markets controls, internal audit, and risk/control transformation. - Support governance ..... full job details .....
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