Trade Transaction Oversight and Surveillance
Trade, Transaction Oversight andamp; Surveillance Analyst6-Month Contract | UK Based | Hybrid/Flexible WorkingWe are seeking an experienced Trade, Transaction Oversight andamp; Surveillance Analyst to join a high-profile compliance transformation programme within a leading investment and pensions organisation.This contract opportunity will play a critical role in strengthening Line 1 oversight frameworks as trading activity and regulatory obligations continue to grow. The successful candidate will bring deep expertise across transaction reporting, trade surveillance, best execution, market conduct controls, and regulatory oversight, while helping establish sustainable monitoring and governance capabilities for the future.The OpportunityWorking across Compliance, Trading, Middle Office, Legal, Risk, and Transformation teams, you will be responsible for designing and embedding robust first-line oversight arrangements covering trade and transaction reporting, surveillance, best execution, fair allocation, and regulatory compliance.You will also leverage technology, automation, Power BI, Copilot, and wider Microsoft tooling to improve monitoring, reporting, controls, and governance processes.Key ResponsibilitiesTrade andamp; Transaction Reporting OversightDesign and implement sustainable Line 1 oversight frameworks for trade and transaction reporting activities.Strengthen oversight of regulatory reporting obligations including:EMIRSFTRCFTC Form 40 and other relevant reporting ..... full job details .....
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