Trade Surveillance Analyst

Job Description We''re looking for an experienced Trade Surveillance Analyst to join our Financial Crime team and play an important role in protecting the integrity of our business and the interests of our customers. At AJ Bell, our purpose is to help people feel good about investing. Behind that is the trust our customers place in us to operate responsibly, identify potential risks and maintain high standards of market conduct. In this role, you''ll be one of our subject matter experts on market abuse, carrying out trade surveillance, investigating potential concerns and helping us continually strengthen our controls. What does the job involve? You''ll take ownership of trade surveillance activity and investigations, working closely with colleagues across the business and supporting our Financial Crime Manager. Your responsibilities will include: Carrying out daily trade surveillance and investigating alerts to identify potential market abuse. Reviewing internal referrals relating to potential market abuse and poor market etiquette. Documenting investigations clearly and accurately, including findings, rationale and outcomes. Drafting Suspicious Transaction and Order Reports (STORs) for submission to the FCA, where agreed with the Financial Crime Manager. Drafting and submitting Suspicious Activity Reports (SARs) to the National Crime Agency. Supporting responses to regulatory requests for information. Identifying opportunities to strengthen our market abuse controls and ..... full job details .....