Senior Risk & Compliance Lawyer

Senior Risk & Compliance Lawyer (4+ PQE)

London | Flexible & Agile Working | Full or Part-Time Considered

A highly regarded London law firm is seeking a Senior Risk & Compliance Lawyer to join its established Risk & Information Security team.

This is an excellent opportunity for a solicitor, barrister or equivalent qualified lawyer with at least 4 years'' PQE who is looking to develop a broad risk and compliance career within a sophisticated and collegiate law firm environment.

Working closely with senior stakeholders, including the Risk & Compliance Director, General Counsel/COLP and Partners across the firm, you will play a key role in supporting regulatory compliance, client onboarding, conflicts management and firm-wide risk initiatives.

Key Responsibilities

• Advising on conflicts of interest, confidentiality and regulatory issues arising from new matter intake and client onboarding.
• Reviewing and analysing Outside Counsel Guidelines and supporting compliance through Intapp Open.
• Assisting with complaints handling, including liaison with the Legal Ombudsman, SRA and other stakeholders where required.
• Providing guidance on SRA Code of Conduct obligations, professional standards and firm engagement terms.
• Conducting rolling internal file reviews to ensure adherence to firm policies and best practice.
• Supporting document requests from clients, regulators and third parties.
• Drafting and updating internal policies and procedures across a range of risk and governance matters.
• Assisting with ISO9001 compliance and supporting wider ISO27001 and business continuity initiatives.
• Undertaking regulatory research and supporting strategic compliance projects.

Applicants should have:

• Qualification as a Solicitor, Barrister or equivalent overseas lawyer with an unrestricted practising certificate.
• A minimum of 4 years'' PQE.
• Experience gained within a law firm risk and compliance team or in fee-earning practice with exposure to regulatory matters.
• Strong working knowledge of the SRA Code of Conduct and wider regulatory framework.
• Exposure to AML, sanctions, source of funds, PEPs and data protection issues would be advantageous.
• Excellent drafting and communication skills.
• The ability to manage competing priorities and work confidently with Partners and senior stakeholders.

The Opportunity

This role offers exposure to a wide variety of complex regulatory and risk matters within a highly respected firm known for its collaborative culture and commitment to professional excellence.

Flexible and agile working arrangements are actively supported, with candidates seeking part-time arrangements (minimum three days per week) encouraged to apply.

For a confidential discussion, please get in touch.

Inventum Group is acting as an Employment Agency in relation to this vacancy.