Senior Manager - Investment Banking - Compliance Oversight

Overview

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking and Corporate Broking.You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.Key responsibilities

Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, MandA, and Corporate Broking).Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.Develop, enhance, and monitor compliance policies, procedures, and control frameworks.Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.Review and assess new products, transactions, and initiatives for regulatory implications.Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.We are looking for

Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / MandA focus) or in the Legal/Compliance function of an investment bank.Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.Ability to influence and build relationships with very senior stakeholders.Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder ..... full job details .....