Senior Manager, Compliance and Governance

Overview

Senior Manager, Compliance and Governance for an international Bank based in London. This is a permanent position. The role supports the Head of Compliance to oversee, manage and comply with regulatory requirements of the Retail, Corporate and Treasury-related business.Responsibilities

Act as a Data Protection Officer and carry out day-to-day compliance related activities.Maintain a thorough up-to-date understanding of relevant PRA/FCA rules including Conduct Risk, Consumer Duty, TCF, MiFID II, EMIR, PSD II and CASS; stay up-to-date with regulatory and legislative developments and assess implications for the Bank and disseminate/implement where necessary.Undertake regular risk-based monitoring to test the embedding of Compliance arrangements within the Bank (for example, SMCR and CASS).Act as the Bank''s Data Protection Officer, review controls and maintain oversight of Data Protection requirements.Assist the Head of Compliance to ensure staff are appropriately trained on compliance topics (including induction for new staff).Assist in maintaining regulatory relationships and reviewing reports submitted to the regulator.Review and approve financial promotions in line with regulatory requirements.Prepare and submit regular reports on Compliance matters to the Governing bodies to keep them informed of regulatory developments and the Bank''s compliance with requirements.Promptly deal with or escalate regulatory breaches to the Head of Compliance and ensure corrective and preventive actions are implemented.Facilitate knowledge sharing and effective engagement with staff on compliance issues.Manage and complete regulatory notifications using the PRA/FCA online ..... full job details .....