Senior Compliance Manager
Senior Compliance ManagerNorwich or surrounding areaRemote working with onsite presence as and when requiredFull-TimeUp to £55,000 per annum plus care depending upon experienceOur client is a technology-focused Mortgage Network, offering support services to Mortgage and Protection Advisers. Their goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance Professionals, whatever their size or location, using market-leading technology.The RoleThey are seeking an experienced and commercially aware Senior Oversight Compliance Manager to provide dedicated oversight of the largest Appointed Representative (AR) within their network.This is a senior role responsible for ensuring the AR operates in line with regulatory requirements, delivers good customer outcomes, and maintains robust governance frameworks in accordance with Financial Conduct Authority (FCA) expectations, including Consumer Duty.Key TasksAR Oversight and Relationship Management:Act as the lead compliance contact for the AR, representing the Principal.Provide ongoing oversight and constructive challenge to ensure regulatory standards are maintained.Maintain a consistent onsite presence to provide visible and accessible compliance support.Operate as a trusted partner while maintaining independence and the ability to challenge where required.Regulatory Compliance and Risk Management:Ensure the AR operates in line with FCA requirements, including ..... full job details .....
Other jobs of interest...
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!