Senior Compliance Manager
Senior Compliance ManagerMayfair, London/Hybrid£70,000 to £100,000 + Bonus andamp; BenefitsAre you an experienced compliance professional looking for your next challenge within a respected FCA-regulated financial services business?This is an excellent opportunity to join a growing, independent wealth management firm where you''ll play a key role in shaping and strengthening the compliance framework while working closely with senior leadership, advisers and business stakeholders. You''ll enjoy a varied, hands-on role with real influence, helping to drive best practice, regulatory excellence and positive customer outcomes.If you''re passionate about delivering pragmatic compliance advice and want to develop your career in a collaborative, forward-thinking environment, we''d love to hear from you.What You''ll Be DoingDeliver and enhance the firm''s risk-based Compliance Monitoring Programme, carrying out suitability and client file reviews while identifying trends and opportunities for improvement.Produce management information, compliance reports and regulatory insights for senior leadership, supporting informed decision-making.Maintain and develop compliance policies, procedures and regulatory documentation, ensuring ongoing FCA compliance.Provide practical compliance guidance to advisers and the wider business on FCA regulation, Consumer Duty, SMCR and regulatory change.Support the firm''s financial crime framework, including AML, sanctions and fraud controls, while ..... full job details .....
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