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Permanent

Senior Compliance Associate

Robert Walters
Manchester
money-bag £10000 - £500000 Annual
Posted: 26 August 2026 (Today)
Closing date: 25 September 2026
Ref: 3162601154

Senior Compliance AssociateLocation: ManchesterRole Type: PermanentWork Setup: Hybrid - (Tues-Thurs)Who We AreVanguard is one of the world''s leading investment firms, dedicated to helping clients achieve lasting financial success. Established in 1975, its unique ownership structure-where funds own the company and investors own the funds-ensures all efforts are focused on client outcomes. Known for integrity, innovation, and low-cost investing, fosters an inclusive and collaborative culture that empowers employees to make a meaningful impact globally.What you''ll doAct as a compliance partner to the retail investment platform, advising on propositions, marketing, operations and strategic business change.Interpret and apply FCA requirements, the FCA Handbook and relevant HMRC legislation covering pensions and ISAs.Provide regulatory guidance across mutual funds, ETFs and distribution channels including ISAs, JISAs, SIPPs and General Accounts.Partner with first line teams to assess and mitigate compliance risks, strengthen frameworks and support incident management.Assess complex regulatory matters and provide clear, practical advice, particularly in relation to Consumer Duty and business growth.Represent Compliance at internal committees and forums, working with senior stakeholders, Legal and the wider Office of the General Counsel to support consistent outcomes.What you bringExperience in compliance business partnering within a retail investment platform or similarly ..... full job details .....

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