Risk and Compliance Advisor

Risk and Compliance Advisor - West Midlands - Legal 500 FirmA leading regional law firm is looking to appoint a Risk and Compliance Advisor to join its established Risk and Compliance function. This is an excellent opportunity for an experienced compliance professional with a background in legal compliance, risk, AML, regulatory or client due diligence to take on a varied role supporting the firm across a broad range of regulatory and risk matters - JOB REF: Working closely with the COLP and Head of Standards and Ethics, you will play an important role in maintaining the firm''s regulatory standards and ensuring compliance with SRA requirements and wider legal and regulatory obligations. The RoleThe successful Risk and Compliance Advisor will be responsible for a varied caseload, including:• Acting as a first point of contact for compliance queries across the firm and providing practical, timely advice.• Reviewing and updating policies and procedures and supporting wider compliance projects.• Assisting with compliance training and keeping colleagues informed of regulatory developments.• Managing and supporting regulatory matters, including complaints, breaches, investigations, audits, file reviews and data subject access requests.• Preparing reports, identifying compliance gaps and escalating key findings to senior stakeholders.• Supporting AML processes, including client due diligence, sanctions checks and suspicious activity monitoring.• Assisting with conflict checks and ..... full job details .....