img
Permanent

Regulation & Compliance Risk Manager (Senior Vice-President)

London
money-bag Negotiable
Posted 6 days ago

Overview

Regulation and Compliance Risk SVP will be a part of the Regulatory and Compliance Risk, Services Controls Regulatory Management organization and will collaborate with stakeholders to manage various key Compliance Risks for the Global Services Organization. Execution will require driving initiatives across Clusters, and Products ensuring alignment with regulatory and stakeholder expectations. This role involves proactively supporting business initiatives, managing compliance and regulatory risks, and overseeing risk and control responsibilities. The SVP will work closely with business and functional partners (ICRM, Independent Risk, Internal Audit, ORM, and Legal), provide updates and progress reports to the leadership team, and escalate any issues or decisions needed.What You’ll Do

Design and deliver a risk management framework aligned to the firm’s risk appetite to safeguard the franchise.Drive first line oversight and end to end management, execution, and governance of key Compliance Programs such as Conduct, Conflicts of Interest and Compliance Management Governance and Oversight.Work on the strategic vision for Compliance Management Governance and Oversight, focusing on creating efficiencies, compliance and collaborating with key stakeholders to improve reporting and metrics. Work to establish thematic analysis and insight coming from our Complaint reporting, identify improvements, emerging risks and escalation and socialization to senior management.Represent the Services business on Enterprise-wide Compliance Risk Program forums to understand various new initiatives, Services impact and practicalities of implementation and accordingly challenge or implement such institutional changes.Understand and coordinate dependencies with other Citi Programs (e.g. Central Risk and Controls) and engage with partner businesses (Markets, Banking) for consistent delivery.Track and Report, develop metrics for overall deliverable and activity progress of Services level programs, deliverables and activities to the leadership.Serve as key business/product compliance and regulatory risk manager and thought leader for Services responsible for establishing internal strategies, procedures, processes, and programs to prevent violations of law, rule or regulation and design and deliver a risk management framework that maintains risk levels within the firm’s risk appetite and protect the franchise.What We Will Need From You

Practical understanding of Compliance and Regulatory Risk is essential, including but not limited to expertise in regulatory management and obligations, regulatory change as well as social responsibility requirements for example.Experience implementing and or overseeing of Compliance Management, Conduct and or Conflicts of interest programs, including Policy and Procedure as well as establishing metrics and KPIs as required.Should demonstrate a commitment to quality and attention to detail.Excellent interpersonal relationships with ability to influence and negotiate with stakeholders.Critical thinking and problem-solving skills.Excellent communication skills required, strong influencer with focus on building relationships and ability to negotiate internally, often at a senior level. Demonstrates clear and concise written communications.Understanding of best-practice risk management techniques across financial services industry specifically within Regulatory and Compliance risk.Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver sustainable risk management solutions and controls.Knowledge of Services related products including related control principles.Global mindset, with regional/product understanding.What We Can Offer You

We work hard to have a positive financial and social impact on the communities we serve. In turn, we put our employees first and provide the best-in-class benefits they need to be well, live well and save well.Generous holiday allowance starting at 27 days plus bank holidays; increasing with tenureA discretionary annual performance related bonusPrivate medical insurance packages to suit your personal circumstancesEmployee Assistance ProgramPension PlanPaid Parental LeaveSpecial discounts for employees, family, and friendsAccess to an array of learning and development resourcesAlongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self every day. We want the best talent around the world to be energized to join us, motivated to stay, and empowered to thrive.Sounds like Citi has everything you need? Then apply to discover the true extent of your capabilities.Equal Employment Opportunity

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review, Accessibility at Citi. View Citi’s EEO Policy Statement and the Know Your Rights poster.Location

London, England, United ..... full job details .....

Other jobs of interest...

Pertemps Newcastle Commercial
LondonToday
money-bag£45000 - £60000 per annum
Drivetek Recruitment Ltd
DagenhamToday
money-bag19.75-19.75 Hourly
Pure Staff - Wales and The South - Driving
St. AlbansToday
money-bag15.15-15.15 Hourly
Blue Arrow - Reading
YateleyToday
money-bag30000.00-30000.00 Annual

Perform a fresh search...

  • Create your ideal job search criteria by
    completing our quick and simple form and
    receive daily job alerts tailored to you!

Jobs. Straight to your inbox!