Operations Executive

Operations Executive/Oversight AdministratorBristol Hybrid Working£30,000- £35,000 + bonus and strong benefitsWe''re working with a growing financial planning network who are looking to appoint an AR Oversight Associate to join their Adviser Oversight / Onboarding team.This is a key role supporting the firm''s compliance and governance framework, with responsibility for adviser and firm-level checks, SMandCR requirements, and ongoing regulatory due diligence. It''s well suited to someone with compliance administration experience in financial services who enjoys detail-driven work in a structured, regulated environment.The RoleYou''ll support adviser oversight, onboarding and certification activity, including:Firm-level responsibilitiesCarrying out due diligence checks for Appointed RepresentativesManaging DBS requests and adverse credit checksGathering, reviewing and chasing required firm documentationConducting sanctions and negative media checks on firms, directors and controllersVerifying directorships and regulatory informationIssuing and following up regulatory reference requestsIndividual-level responsibilitiesManaging initial and annual certification checks for certified staffMaintaining accurate records across internal systems and the FCA DirectoryTracking SPS renewals and liaising with advisers ahead of expiryIssuing and reviewing Fitness and Propriety questionnairesChecking qualifications, CPD and compliance evidenceSupporting learning and training enrolment via ..... full job details .....