INSURANCE COMPLIANCE ASSISTANT
Do you have Compliance experience in the UK Insurance industry? Are you familiar with the FCA handbooks? Then this FULLY home based role could be for you.The Compliance/Risk Assistant will provide day to day support to the compliance team at this busy national Insurance brokers. This role is essential in ensuring smooth processes, maintaining accurate records, and delivering a positive risk experience.Key ResponsibilitiesCoordinate, research and draft Member firm risk reviewsIssue annual risk reviews to Appointed Representatives (AR''s)Assist in Risk Control Self AssessmentsQuality checking data in Complaints, Breaches, Advertising and FP logs on a monthly basisAssisting in changes to FCA register (assisting in submitting CF1 Applications and making changes to firm details)Downloading and creating Risk Management Information (MI) PacksPreparation of Risk Committee MI packAssist in issuing Risk/compliance communications to ARsAssist in Compliance policy reviews and related AR trainingAssist in management of Data Protection Breaches - documenting whether the Information Commissioner''s Office notifications are required.Assist with Product Governance reviews including Fair Value documentation and Distributor requests from Insurers, Managing General Agents and Wholesale BrokersExperience RequiredAt least 5 years'' experience in Financial Services Compliance/Risk roles.Able to navigate FCA handbooks, review FCA communications,Ability to review/draft compliance ..... full job details .....
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