Head of Compliance

Head of Compliance Birmingham up to £90,000 A well-established, market-leading Wealth Management firm is looking for an experienced Compliance professional to step into the role of Head of Compliance and lead its compliance function. This is an outstanding opportunity for an experienced Compliance Manager, Senior Compliance Manager or Deputy Head of Compliance looking to progress into a Head of Compliance position within a growing, adviser-focused business. The Role As Head of Compliance, you will play a pivotal role in shaping the firm''s compliance strategy while working closely with senior leadership to support the continued growth of the business. Key responsibilities include: Leading and developing the firm''s compliance framework. Providing regulatory advice and guidance across the business. Overseeing Consumer Duty, SMCR, Training and Competence (TandC) and FCA regulatory requirements. Sitting on the Investment Committee, providing regulatory guidance and challenge. Delivering compliance and regulatory training to Financial Advisers and Paraplanners. Leading compliance monitoring, regulatory reporting and policy development. Building strong relationships with senior leadership, advisers and the FCA. Supporting the business with pragmatic, commercial compliance solutions. Championing the use of AI agents, automation and compliance technology to improve the design, delivery and consistency of monitoring programmes, control testing, root cause analysis and ..... full job details .....