Head of Compliance (SMF16 and SMF17)
Head of Compliance (SMF16 and SMF17)London Hybrid WorkingCompetitive Salary + Bonus + Equity IncentivesAn exciting opportunity has arisen for an experienced compliance professional to join a rapidly growing, technology-driven wealth management business as Head of Compliance.This is a senior leadership position offering the opportunity to shape and oversee the firm''s regulatory, compliance, and financial crime framework whilst working closely with the founders and executive team. The successful individual will hold SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) responsibilities and play a key role in supporting the continued growth of an innovative FCA-regulated business.The OpportunityOur client is a forward-thinking wealth management firm that combines technology with high-quality financial planning and investment solutions. Having established a strong reputation within the market, the business is entering an exciting phase of growth and is seeking a commercially minded compliance leader who can balance robust governance with strategic business support.This role offers significant visibility across the organisation and the opportunity to influence decision-making at the highest level.Key ResponsibilitiesAct as SMF16 (Compliance Oversight) and SMF17 (MLRO).Provide strategic compliance guidance to senior management and the Board.Maintain and enhance the firm''s compliance monitoring programme.Oversee regulatory reporting and FCA engagement.Ensure ..... full job details .....
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