Head of Compliance (SMF16 and SMF17)

Strong compliance doesn''t slow a business down - it gives advisers the confidence to grow, innovate and deliver exceptional outcomes for clients. If you''re looking to shape regulatory strategy while influencing commercial success, this Head of Compliance opportunity offers the platform to make a lasting impact within a growing boutique Independent Financial Adviser firm.What''s in it for youSalary of £100,000 per annum.Hybrid working with three days in the London office and two days working remotely.Senior leadership position with genuine influence over business strategy and governance.Opportunity to shape and develop a commercially focused framework.Work alongside experienced advisers and senior stakeholders within a growing boutique IFA business.Play a key role in supporting continued business growth while maintaining the highest regulatory standards.Your responsibilities as Head of Compliance Hold the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) functions.Review and approve higher-risk advice cases, including complex pension, investment and inheritance planning recommendations.Lead monitoring, regulatory reporting, Consumer Duty oversight, AML responsibilities and FCA submissions.Provide practical guidance, training and support across advisers, paraplanners and operational teams.Maintain and continuously improve policies, governance frameworks, controls and regulatory processes.Support investment governance, complaints handling, GDPR ..... full job details .....