Head of Compliance
Recruit UK is working with a growing financial planning firm seeking an experienced Head of Compliance to join their senior leadership team.This is a unique opportunity for an experienced compliance professional to take ownership of the firm''s compliance, risk and financial crime functions while playing a key role in shaping the future direction of the business.The role offers a blend of strategic leadership and hands-on involvement, making it ideal for someone who enjoys working closely with advisers, senior management and the Board while remaining connected to the day-to-day operation of the compliance function.What''s on offer:Salary of £80,000 - £100,000 + (negotiable depending on experience)Bonus5% employer pension contributionDeath in Service coverPermanent Health InsuranceRemote working (min once a month in the office, or if preferred regular access to Taunton or Leeds office)Opportunity to join the senior management team and influence business strategyGrowing business with ambitious plans and genuine scope to make an impactWhat you''ll be doing:Acting as SMF16 (Compliance Oversight) and SMF17 (MLRO)Leading the firm''s compliance, risk and financial crime functionsMaintaining and enhancing the risk and compliance frameworkOverseeing compliance monitoring, file reviews and quality assurance activityManaging FCA reporting, regulatory engagement and regulatory changeProviding guidance and support to advisers, management and the BoardDelivering compliance and financial ..... full job details .....
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