Head of compliance and MLRO (SMF16/17)
Head of Compliance and MLRO (SMF16 / SMF17)LocationLondon, United KingdomCompany OverviewAn FCA-regulated institutional financial services firm providing liquidity, execution, and market access solutions to professional and institutional clients globally. The firm operates within a dynamic regulatory environment and is committed to maintaining the highest standards of compliance, financial crime prevention, and regulatory governance.The OpportunityWe are seeking an experienced and commercially minded Head of Compliance and Money Laundering Reporting Officer (SMF16/SMF17) to lead the firm''s compliance and financial crime framework.The successful candidate will be responsible for maintaining an effective regulatory compliance programme, overseeing the firm''s anti-money laundering and financial crime controls, and acting as the principal liaison with the Financial Conduct Authority (FCA) and other relevant authorities.This is a senior leadership role requiring a strong understanding of FCA regulation, wholesale and institutional markets, financial crime risk management, and governance within regulated investment firms.Key ResponsibilitiesSMF16 - Compliance OversightMaintain and enhance the firm''s compliance framework in accordance with FCA requirements.Provide independent oversight and challenge across all business activities.Advise senior management and the Board on regulatory developments and their impact on the business.Oversee the compliance monitoring programme and ..... full job details .....
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