Head of Compliance and Governance

Bristol area 4 or 5 days per week £75,000-£87,500 FTE, pro rata This is a senior opportunity for an experienced compliance professional who wants a broad remit across both financial planning and investment management, with the potential to take on greater regulatory responsibility as the role develops. You will join an established wealth management business looking for someone who can provide robust oversight while taking a practical approach to compliance - protecting the firm and its clients without unnecessarily restricting how the business operates. The Business The business operates across both financial planning and investment management, providing a varied regulatory environment and a broader remit than a role focused solely on financial advice. There is already compliance resource in place, so this appointment will sit above the existing function, providing senior oversight and helping shape the firm''s approach to compliance and governance. The Role You will take senior responsibility for compliance and governance across both sides of the business. Your remit will include: Oversight and management of the compliance function Governance across financial planning and investment management Developing and maintaining compliance policies and processes RMAR submissions and FCA reporting Providing practical regulatory guidance across the business Depending on your experience and interests, there may also be scope for the position to broaden beyond the core compliance ..... full job details .....