Financial Adviser

Our client is seeking a motivated and qualified Financial Adviser to join their Dorking office. They are looking for someone with FCA certification and strong financial planning experience who can provide tailored advice, support clients effectively, and contribute to the growth of the office. This role offers excellent career progression opportunities, including the potential to achieve Chartered status and advance within the team.About the RoleOur client is seeking a qualified Financial Adviser to join their team in Dorking. The successful candidate will provide tailored advice to clients based on their individual circumstances and objectives, while ensuring compliance with FCA regulations and company policies.Key ResponsibilitiesClient Advice and ManagementProspect and contact potential clients in line with business plansGather sufficient client information before making recommendationsEnsure portfolios are managed according to client mandates and objectivesUndertake product and market research to provide suitable adviceMaintain accurate supporting documentation and client recordsHandle client queries efficiently and professionallyEnsure clients are treated fairly, including identifying vulnerable clientsCompliance and GovernanceMaintain current Statement of Professional Standing (SPS) and CPD recordsFollow firm compliance procedures (TandC, complaints, financial crime, AML, anti-bribery, data protection, conflicts of interest, inducements, record keeping, best ..... full job details .....