File Reviewer

If you are an experienced File Reviewer looking for a job where your technical expertise truly shapes advice quality, this could be the ideal next step in your career.In this File Reviewer job, you will play a crucial role in reviewing financial advice files and ensuring they meet regulatory expectations and internal standards. You will work closely with advisers and paraplanners, offering clear, constructive feedback to maintain a consistently high standard of client outcomes.Key aspects of this File Reviewer role include• Reviewing advice files for suitability, completeness and compliance with FCA requirements• Providing structured feedback to advisers and paraplanners to support development• Managing your own pipeline of reviews to meet service level agreements• Identifying recurring trends or risks and escalating where needed• Staying up to date with regulatory changes and applying these consistentlyThis Advice Checker / File Reviewer job offers strong long term progression, allowing you to deepen your technical knowledge and become a key contributor within a growing compliance function. File Reviewer Requirements• Essential: Level 4 Diploma in Financial Planning (or equivalent)• Essential: Previous experience in file checking, compliance or paraplanning within an IFA firm• Essential: Strong understanding of FCA regulations and suitability requirements• Desirable: Experience reviewing a range of advice types including pensions and investments• Desirable: Experience ..... full job details .....