File Reviewer - Pensions and Investments

File Reviewer - Pensions and InvestmentsLocation: Altrincham / HybridSalary: Up to £45,000CII Level 4 Diploma (Minimum)30 Days Annual Leave + 8 Bank Holidays9% Pension SchemeWe are seeking an experienced Diploma Qualified File Reviewer to join a high-performing compliance and business assurance team within a National and leading firm of Chartered Financial Planners. This role is ideal for someone with strong technical knowledge, excellent attention to detail, and a passion for maintaining high standards of advice, suitability and regulatory compliance.You will play a vital part in supporting robust risk-based monitoring across both asset management and financial planning activity, helping the business uphold its commitment to delivering high-quality advice and exceptional client outcomes.Role OverviewYou will support the Head of File Checking by conducting thorough client file reviews in line with internal policies, FCA regulation, and Consumer Duty requirements. Working closely with Advisers, Paraplanners, TandC and Business Assurance colleagues, you will ensure advice is suitable, documentation is complete, and processes are adhered to consistently and fairly.This role offers breadth and variety, covering both pre-sale and post-sale reviews, thematic monitoring, and contributing to ongoing improvements across the advice process.Key Responsibilities" Conduct pre- and post-sale client file reviews across asset management and financial planning functions" Ensure suitability, ..... full job details .....