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Permanent

Director - Regulatory Implementation - Sales and Trading

City of London
money-bag £120000 - £160000/annum
Posted 2 days ago

The Director - Regulatory Implementation - Sales and Trading will lead efforts to ensure compliance with regulatory requirements. This role focuses on managing regulatory engagement while supporting the Sales and Trading functions.

Client Details

This is an opportunity to join a leading Corporate and Investment Bank based in the City of London.

Description

  • Sales and Trading Regulatory Policy Implementation
  • Regulatory Implementation Assessment
  • Co-ordination of Regulatory Co-ordination across Jurisdictions

Profile

A successful Director - Regulatory Implementation - Sales and Trading should have:

  • Extensive experience in risk and compliance within the financial services industry.
  • A strong understanding of regulatory requirements affecting sales and trading across Equities, Derivatives, Fixed Income and FX products
  • Excellent communication and stakeholder management skills.
  • The ability to analyse complex regulations and develop practical solutions.

Job Offer

  • A competitive salary in the range of -120,000 to -160,000, depending on experience.
  • Comprehensive benefits, including pension and health coverage.
  • A permanent role within a large organisation in the financial services industry.
  • Opportunities to work on high-impact regulatory projects in a collaborative environment.

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