Compliance surveillance analyst

We are working with a global financial organisation to recruit multiple compliance surveillance analysts to work on the surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. These roles will be for 12 months with a possibility of extension or permanent positions.
Key ResponsibilitiesThe role will be part of the project team, and you will be responsible for:

• Reviewing and investigating trading alerts for firm, employees, and clients
• Documenting findings clearly and escalating issues when needed
• Analysing trade data and support responses to regulators
• Communicating results to management and working with compliance, legal, and audit teams
• Handling general tasks like enquiries, hotlines, data entry, and following compliance rules

To be successful in this role, you will be expected to possess the following skills/experience:

• Previous relevant experience preferred
• Some knowledge of Compliance laws, rules, regulations, risks and typologies
• Excellent written and verbal communication skills
• Must be a self-starter, flexible, innovative and adaptive
• Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Strong project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)

This role will require you to be in the Belfast office 3 days per week. Only candidates with the ability to attend the office will be considered.
If you''re interested in this role, please forward an up-to-date copy of your CV . If this job isn''t quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C''s, Privacy Policy and Disclaimers which can be found at (url removed)