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Permanent

Compliance Support Supervisor

Finlink Ltd
Cardiff
money-bag £10000 - £500000 Annual
Posted: 27 June 2026 (Today)
Closing date: 27 July 2026
Ref: 3128998882

Compliance Support SupervisorCardiffHybridCompetitive SalaryThis opportunity is ideal for an experienced financial services compliance professional who enjoys providing practical technical support to advisory firms.The role would suit someone with a strong understanding of financial advice compliance, Consumer Duty and investment propositions, who can help firms apply regulatory expectations in a clear and commercially workable way.The BusinessWe''re working with a well established and growing financial services group that supports a network of financial advisers, mortgage brokers and support professionals across the UK.The business has built a strong reputation for delivering high quality support, modern systems and a collaborative environment where individuals are encouraged to develop and progress.With continued growth, the business is now looking to appoint a Compliance Support Supervisor to provide technical compliance support to member firms and assist with wider proposition initiatives.The RoleWorking as part of the compliance support function, you will support firms with the development, implementation and ongoing review of Centralised Investment Propositions.This will include helping firms with CIP documentation, supporting the development of network CIP frameworks and contributing to wider investment proposition projects.You will also act as a point of contact for technical compliance questions from member firms, helping to provide practical and clear guidance ..... full job details .....

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