Compliance Specialist
Job descriptionJoin our dynamic team as a Compliance Specialist and play a vital role in ensuring regulatory excellence across our investment management operations. This is your opportunity to contribute to a forward-thinking organisation committed to upholding the highest standards of compliance, risk oversight, and regulatory integrity within a rapidly evolving financial landscape. You will provide expert second-line compliance services, support governance processes, and collaborate closely with senior stakeholders to embed a strong compliance culture.Location: Hybrid - 3 days per week in LeedsKey responsibilities:Support the Risk and Compliance Director in developing and delivering the Compliance PlanCarry out risk-based monitoring and assurance activities, including thematic reviews and outcome testingProvide clear, practical compliance advice to business teamsRecommend and track control improvements, ensuring actions are completed on timeWork with stakeholders across the business to improve understanding of regulatory requirements, financial crime risks and data protection obligationsHelp identify and manage conduct risk, supporting a strong customer-focused cultureReview new regulations and help implement regulatory change programmesBuild strong working relationships with operational teams and key stakeholdersSupport with FCA visits, reviews, and regulatory requests, ensuring a high-quality responseSalary and BenefitsSalary up to £60,000Bonus scheme - on target bonus - ..... full job details .....
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