Compliance Officer

A well-established FCA-regulated firm focussing on Pensions and Investments is seeking a Compliance Assistant to support its growing compliance function.Working closely with the SMF16 Compliance Officer, you''ll play a key role in ensuring the business meets FCA requirements across advisory services and SIPP provision.Key ResponsibilitiesSupport compliance monitoring and reporting across advisory and SIPP activitiesAssist with FCA filings, regulatory returns, and record keepingConduct regulatory research and track FCA updatesSupport internal audits and identify compliance gapsHelp maintain and update policies (COBS, KYC, AML)Assist with compliance training for staffMonitor advisory processes and SIPP activities for regulatory adherenceSupport preparation for FCA audits and inspectionsAbout YouExperience in financial services complianceUnderstanding of FCA regulations (MiFID II, COBS desirable)Strong attention to detail and analytical skillsConfident communicator, able to work independently and in a teamProfessional qualifications (ICA/CISI) and SIPP knowledge are advantageousWhy Join?Direct exposure to senior compliance leadershipBroad, hands-on compliance experienceExcellent platform for career ..... full job details .....