Compliance Officer - Investments (Retail)

Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.

Client Details

Global investment management firm. Role is hybrid and based in London.

Description

• Conduct compliance reviews and sign-offs.
• Support as compliance liaison for any projects undertaken by the business.
• Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
• Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
• Ad-hoc project work.

Profile

A successful Compliance Officer should have:

• Previous experience in a compliance role within the Retail Investment Management space.
• A strong understanding of regulatory frameworks and compliance standards.
• Bachelor''s degree with an outstanding academic record from a reputable university.
• Self-starter with high standards, resilience, stamina, determination and perseverance.

Job Offer

• Competitive daily rate of approximately -500+, depending on experience.
• Opportunity to work with a respected organisation in the financial services industry.
• Temporary role offering flexibility and hybrid working.