Compliance Officer - Investment firm

This Compliance Officer role will will have the opportunity to make a meaningful contribution to the growth of our client''s rapidly expanding UK Retail busines and over time take on the SMF16 for the retail investment business

Client Details

Our client are a leading Global Investment management firm with offices in 8 global locations and a UK office in central London

Description

• Assist in maintaining and enhancing the organisation''s compliance framework.
• Act as the Deputy MLRO, supporting all anti-money laundering (AML) activities.
• Conduct regular compliance monitoring and reporting to senior management.
• Provide advice on regulatory obligations to ensure adherence to legal standards.
• Prepare and deliver training to staff on compliance and AML matters.
• Oversee the review and update of compliance policies and procedures.
• Support in the preparation of regulatory submissions and audits.
• Collaborate with internal teams to address compliance-related issues effectively.

Profile

A successful Compliance Officer and Deputy MLRO should have:

• Strong knowledge of compliance and AML regulations in the financial services industry.
• Experience in developing and maintaining compliance frameworks.
• Proficiency in risk assessment and management practices.
• Excellent analytical skills and attention to detail.
• Ability to communicate complex regulatory concepts clearly and effectively.
• A relevant qualification in compliance, risk, or a related field.

Job Offer

• A competitive salary range of -100,000 - -120,000 per annum.
• Comprehensive health and pension benefits.
• Opportunities to work in the heart of London, a global financial hub.
• A permanent role offering job stability based in London and career progression in the financial services industry.

If you are ready to take the next step in your compliance career, apply today to join this exciting opportunities