Compliance Officer - Financial Planning

Are you an experienced Compliance professional from an IFA environment, looking to grow and develop with a progressing financial planning firm? Established over a decade, this independent financial planning firm provides advice on pensions, investments, mortgages, and protection to clients across the West Midlands.The business is built around making financial advice clear and accessible, with a strong focus on long-term client relationships and high service standards.The firm has experienced steady growth since its formation and operates with a supportive, values-led culture that prioritises integrity, professionalism, and collaboration. It remains committed to investing in its people and maintaining a positive working environment.With a significant level of funds under management and a well-established client base, the company continues to develop its services while maintaining its commitment to regulatory excellence and client care.The business is an equal opportunities employer and welcomes applications from candidates of all backgrounds.The OpportunityAn exciting opportunity has arisen for an experienced and suitably qualified Compliance Officer to join a growing firm of Independent Financial Advisers based in the West Midlands. Having recently reached a significant milestone in its development, the business has expanded organically and currently employs a team of seven IFAs, with further growth plans in place over the coming years. This includes expanding operations, ..... full job details .....