Compliance Officer - FCA - Lending Platform
Compliance Officer - FCA - Lending PlatformFully Remote £40,000 - £45,000A growing consumer lending platform are looking to expand their risk, compliance, and quality assurance team with the appointment of a Compliance Officer to work in a newly created role. This is a good opportunity for someone to work closely with the Compliance Lead, helping to shape the role, make decisions and act independently. The company has developed an entrepreneurial approach to consumer lending through a simple lending platform which has led to continued growth. This role will offer the successful candidate an opportunity to be part of the growth and join at an exciting time.The role will involve - Work as part of the wider Compliance, Complaints and Quality Assurance team delivering a successful compliance framework that works for the business within an FCA regulated environment.Deliver compliance monitoring reviews, identifying risk, improvement areas and reoccurring themes for address.Provide practical compliance advice across the business. Assist line management with queries, concerns and training requirements.Conduct root cause analysis, evaluating business areas for improvements of processes and controls. Review and approach financial promotions in line with regulatory requirements.Help maintain and improve policies and procedures.Build strong relationships with business areas promoting a positive compliance culture. Discuss the application of regulatory requirements in a commercial ..... full job details .....
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