https://jobs.co.uk/job/compliance-officer-clayton-davies-ltd--bb1e05b4-4b83-48e1-a180-c20a649de528 RSS feed for Compliance Officer at Clayton Davies Ltd. en-gb Mon, 07 Sep 2026 23:59:34 GMT https://jobs.co.uk/job/compliance-officer-clayton-davies-ltd--bb1e05b4-4b83-48e1-a180-c20a649de528 https://jobs.co.uk/job/compliance-officer-clayton-davies-ltd--bb1e05b4-4b83-48e1-a180-c20a649de528 Mon, 07 Sep 2026 11:51:35 GMT Location: Sheffield | Salary: 10000-500000 Annual | Type: Permanent | Our client is a leading wealth management firm who are seeking a Compliance Officer to join the Compliance function and support the Head of Compliance. This is a broad and varied role offering exposure to regulatory oversight, adviser support, quality assurance, customer outcomes and risk management. You will work closely with senior stakeholders across the business, helping to maintain high compliance standards while supporting a culture focused on integrity, good governance and positive customer outcomes. Role and Responsibilities: Provide day-to-day guidance on regulatory and compliance matters across the business. Support the development, maintenance and continuous improvement of compliance processes and controls. Review business activities to ensure adherence to regulatory obligations and internal standards. Investigate customer concerns and complaints, ensuring fair and timely resolution. Assist with adviser oversight, competency development and quality monitoring activities. Review and approve external communications and marketing materials where required. Deliver regulatory updates and compliance guidance to colleagues across the organisation. Identify emerging risks, tr... Permanent