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Permanent

Compliance Officer - Chester

Cheshire
money-bag 10000-500000 Annual
Posted 2 days ago

Compliance Officer - Chester £doe plus excellent benefits inc. 5 weeks holiday (increasing with long service), enhanced pension, healthcare scheme, death in service (4 x annual salary), pension and more . A highly reputable law firm with offices in Chester and Shrewsbury and more than 20 recommendations from the two main independent legal directories, Legal 500 and Chambers and Partners, is looking to recruit an experienced Compliance Officer to join it well established Risk and Compliance Team. Working closely with the Compliance Manager/MLRO/COFA to investigate and deal with daily AML and compliance queries from the business including, but not limited to source of funds checks, policy and GDPR queries. Key Duties Working closely with the Compliance Manager/MLRO to record and report on money laundering activities where appropriate. Working closely with the Compliance Manager/COLP/Complaints Officer to deal with complaints, including investigating the details of the complaint and completing a root cause analysis to identify areas for improvement across the Firm where appropriate. Ensuring that all complaints, data breaches and undertakings are accurately recorded on our internal reporting system. Liaising with our PI Insurer/broker dealing with PII claims and notifications. Managing and conducting compliance file reviews on selected matters across all fee earning teams. Coordinating and assisting with the annual returns for the Firm s various quality and ..... full job details .....

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