Compliance Officer - Alternative Asset Management - Interim

As a member of the Legal and Compliance team, the UK Compliance Officer will work to support the continued evolution of the Firms compliance program, including related procedures, systems, monitoring/testing and regulatory filings. Client Details A global alternative investment firm with approximately £30 billion in assets, focused on asset-based investments. Description Participate in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations. Conduct monitoring and testing of the firm''s businesses in the UK, provide recommendations to remediate any identified issues and coordinate with colleagues to drive the closure of said issues. Perform electronic communication surveillance and follow-up with relevant stakeholders to address issues. Assist with the Firm''s global privacy efforts, including those related to GDPR. Have day-to-day ownership of compliance with SMCR. Serve as a compliance resource for the firms employees based in the UK, as well as Ireland and other European offices. Support the CCO with the compliance training program in the UK, creating awareness of firm policies and procedures as well as FCA rules. Coordinate the development, review and administration of policies and procedures specific to the UK based businesses, as well as other European offices. Profile A successful Compliance Officer should have: Experience in wealth management, banking, private equity, hedge funds and/or other related asset ..... full job details .....