Compliance Manager

A leading UK financial services consultancy is seeking an experienced Compliance Monitoring Manager to join a growing second-line compliance function. This is a senior role with responsibility for development, delivery and oversight of a risk-based Compliance Monitoring Plan across FCA-regulated businesses. Reporting to the Head of Compliance, the role plays a key part in ensuring robust regulatory oversight, strong governance, and positive consumer outcomes. The successful candidate will work closely with senior stakeholders and contribute directly to Board-level reporting. This position offers a high level of autonomy, strategic input, and exposure to senior decision-makers within a well-established regulated environment. Key Responsibilities Own, develop and deliver a risk-based Compliance Monitoring Plan, aligned to FCA regulatory expectations Identify, analyse and obtain key Management Information (MI) to support ongoing monitoring Carry out monitoring reviews including routine testing, deep-dive reviews and thematic assessments Design and document appropriate compliance tests and methodologies Draft Terms of Reference for compliance reviews and agree scope with senior stakeholders Produce clear, concise and engaging Board-level compliance reports Agree remediation actions with the business and oversee follow-up activity Contribute to the wider annual compliance plan and second-line control framework Support and develop other compliance team members, providing guidance ..... full job details .....