Compliance Manager

Our client is seeking a Compliance Manager. This role will be instrumental in ensuring to our clients firm continues to be compliant with new regulations and guidance, including the completion of regular file checks and competence assessments. Supporting the growth of our clients Financial Management.Your responsibilitiesHere''s a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and proceduresConduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of complianceMonitor adherence to file review feedback, ensuring all outstanding items are completed in a timely mannerProvide technical updates and support to team members as requiredMaintain knowledge of regulatory developments and rule changes to support the firm s adherence to high levels of complianceAdvise management of changes in respect of regulatory issues and any other related issuesArrange and deliver relevant training to team members with respect to regulation and complianceTrain and onboard new financial planners, including certifying competencyConduct regular competence assessments across the financial planner teamOther general duties as requested from time to time commensurate with skills, experience and status About youWe think you ll need the following experience and qualifications to succeed in the role: Experience in a similar position within the ..... full job details .....