Compliance Manager (Advisory)

MERJE are thrilled to be partnering with one of the UK''s largest asset management firms as theylook to expand their Advisory capability with the addition of a Compliance Manager to report toand support the Head of Compliance and MLRO. Located in central Leeds, the firm offer a hybridworking policy alongside an excellent benefits package and very competitive base salary.Purpose of the role: The Compliance Manager (Advisory) provides appropriate challenge to the business and seniorleadership in respect of regulatory risks, and compliance with designated regulation and/orlegislation, as well as overseeing that associated policies, procedures and controls are in placeand operated. The role holder provides expert advice on regulations and regulatory change, insupport of our business operations and strategic initiatives.The manager more generally supports the Head of Compliance and MLRO, in ensuring thateffective compliance oversight is planned, performed and reported, and for providingassociated ongoing guidance and support to the business. ResponsibilitiesProvide practical compliance advisory support to the business across FCA regulatory requirements, including COBS, SYSC, COLL, FUND, AIFMD and CASS.Act as a trusted adviser to the first line, delivering timely and commercially focused regulatory guidance on business activities and change initiatives.Support regulatory input into new products, fund launches, strategic initiatives and business change programmes, ensuring ..... full job details .....