Compliance Manager - Advisory and Monitoring - Asset Management

Generalist investment management advisory and monitoring role. Working across a variety of areas within a small and busy compliance team.Client DetailsEquities specialist Asset Manager.DescriptionAdvising the business on compliance mattersCarry out compliance monitoringCarry out regular and ad-hocBAU compliance tasks as per allocation, including but not limited to: Financial promotions review,AML, RFP and DDQ review,Staff conflicts management,FCA returns,SMCR related tasks,Restricted list maintenance,Investment related Bloomberg AIM tasksAssist with Compliance projects as requiredProfileGeneralist Compliance skillset withinPrevious experience of working within an Investment Management environmentGood working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MARGood knowledge of UCITS fundsExperience of using Bloomberg AIM and StarCompliance desirableJob OfferCompetitive salary of 70,000 to 90,000 per annum, based on experience.Opportunities to work within a respected specialist Asset Management firm. ..... full job details .....