Compliance Management Executive

Compliance Management Executive (Risk) Hybrid, 3 days in the office and 2 form home, Salary up to £55,000 + bonus and benefitsA well-established, acquisitive national IFA and wealth management groupMost compliance roles are a monitoring checklist. This one isn''t.You''ll join the risk function of one of the UK''s larger independent advice and wealth management groups - a business that''s actively acquiring, integrating and growing. That means real variety: firm acquisitions, variations of permission, authorisations and de-authorisations, and multi-entity reporting to the FCA as the group scales. If you want compliance work with breadth and group-wide visibility - rather than the same monthly cycle at a single, static firm - read on.What you''ll doLead compliance due diligence on acquisition firms, and own the authorisations, de-authorisations and variation-of-permissions process across acquisitions, appointed representatives and trading styles.Co-ordinate regulatory reporting for all group firms - RegData submissions, fees and professional standards returns, and FCA thematic or ad-hoc requests.Review and sign off financial promotions and client-facing templates in line with FCA rules.Ensure adequate Professional Indemnity and Directors'' and Officers'' cover across the group, and manage renewal of FCA permissions and ICO registrations.Act as the escalation point for regulatory queries, provide breach-action sign-off, and help deliver regulatory policy and project change.Why ..... full job details .....