https://jobs.co.uk/job/compliance-file-reviewer-clayton-davies-ltd--75c30045-21c6-443e-bbae-e457a70e1166 RSS feed for Compliance File Reviewer at Clayton Davies Ltd. en-gb Wed, 10 Jun 2026 16:47:43 GMT https://jobs.co.uk/job/compliance-file-reviewer-clayton-davies-ltd--75c30045-21c6-443e-bbae-e457a70e1166 https://jobs.co.uk/job/compliance-file-reviewer-clayton-davies-ltd--75c30045-21c6-443e-bbae-e457a70e1166 Fri, 05 Jun 2026 11:51:59 GMT Location: Leeds | Salary: 40000.00-40000.00 Annual | Type: Permanent | HOME BASEDOur client is a leading wealth management firm who are seeking an experienced Level 4 qualified File Reviewer to join their growing compliance and quality assurance team. In this role, you will be responsible for carrying out detailed file checks to ensure all advice provided by their advisers meets FCA standards, internal policies, and industry best practice.Role and Responsibilities:Conduct comprehensive pre- and post-advice file reviews across a range of advice areas, including pensions, investments, protection, and retirement planning.Ensure all advice is suitable, clearly documented, and compliant with FCA rules and the firm''s internal processes.Provide clear, constructive feedback to advisers to support continuous improvement.Identify potential risks, trends, and training needs, reporting findings to the Compliance Manager.Assist in developing and refining compliance procedures and guidance documents.Maintain up-to-date knowledge of regulatory changes and industry developments.Do you have the following to apply? Level 4 Diploma in Regulated Financial Planning (DipPFS/Equivalent) - Essential.Previous experience in a file-checking, paraplanning, or compliance role wi... Permanent